-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VSKbEBEJbTbW8r1EEuBk0FyhbhT8B8ya5SbZCQsOve8KqxnQDuw7+Rx3k+FgEBI9 N6QJO+KeMZLMaBXgxv5AKg== 0000950144-03-010887.txt : 20030917 0000950144-03-010887.hdr.sgml : 20030917 20030917151445 ACCESSION NUMBER: 0000950144-03-010887 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030917 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NSTOR TECHNOLOGIES INC CENTRAL INDEX KEY: 0000075448 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 952094565 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-06963 FILM NUMBER: 03899452 BUSINESS ADDRESS: STREET 1: 6190 CORTE DEL CEDRO CITY: CARLSBAD STATE: CA ZIP: 92009 BUSINESS PHONE: 760-683-2500 MAIL ADDRESS: STREET 1: 100 CENTURY BLVD. CITY: W. PALM BEACH STATE: FL ZIP: 33417 FORMER COMPANY: FORMER CONFORMED NAME: IMGE INC DATE OF NAME CHANGE: 19960627 FORMER COMPANY: FORMER CONFORMED NAME: IMGE INC /DE/ DATE OF NAME CHANGE: 19940525 FORMER COMPANY: FORMER CONFORMED NAME: IMNET INC /DE/ DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HALPERIN MAURICE A CENTRAL INDEX KEY: 0001017933 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 441 SOUTH FEDERAL HIGHWAY CITY: DEERFIELD STATE: FL ZIP: 33441 BUSINESS PHONE: 4079890382 MAIL ADDRESS: STREET 1: C/O BARRY S HALPERIN STREET 2: PENTHOUSE # 01 500 SE 5TH AVE CITY: BOCA RATON STATE: FL ZIP: 33432 SC 13D/A 1 g84962a6sc13dza.txt NSTOR TECHNOLOGIES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* nStor Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 449-684-10-91 (CUSIP Number) Thomas L. Gruber, Acting President, Chief Operating & Financial Officer 6190 Corte Del Cedro, Carlsbad, California 92009 (760) 683-2500 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 28, 2003 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits. See Rule 13-d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 449-684-10-91 - -------------------------------------------------------------------------------- 1 Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Maurice A. Halperin, SS#: ###-##-#### - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) N/A - -------------------------------------------------------------------------------- 5 Check If Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- 7 Sole Voting Power 0 -------------------------------------------------------- Number of 8 Shared Voting Power Shares Beneficially 0 Owned by -------------------------------------------------------- Each 9 Sole Dispositive Power Reporting Person 0 With -------------------------------------------------------- 10 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 0 - -------------------------------------------------------------------------------- 12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0% - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Item 1. Security and Issuer. The class of equity securities to which this Schedule 13D relates is the shares of common stock .05 par value per share (the "Shares") of nStor Technologies, Inc. (the "Company"). The principal executive offices of nStor Technologies, Inc. is located at 6190 Corte Del Cedro, Carlsbad, California 92009. Item 2. Identity and Background. This statement is being filed by Barry S. Halperin, the personal representative of the estate of Maurice A. Halperin, the reporting person on this Schedule 13D. Maurice A. Halperin died on April 9, 2003. His business address was 17890 Deauville Lane, Boca Raton, Florida 33496. He was a private investor. During the last five years, he had not been convicted in a criminal proceeding (excluding traffic violations or other similar misdemeanors) and had not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in his being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. He was a citizen of the United States. Item 3. Source and Amount of Funds or Other Consideration. N/A Item 4. Purpose of Transaction. This Amendment No. 6 to Schedule 13D is being filed as a final Amendment to report the following events: (a) The acquisition by Maurice A. Halperin of 11,015,048 Shares on March 28, 2003 by virtue of the conversion of a $3.1 million convertible note held by Halco Investments LC, an entity that was controlled by Maurice A. Halperin plus $204,514 of accrued interest into 11,015,048 Shares; and (b) The death of Maurice A. Halperin on April 9, 2003. Item 5. Interest in Securities of the Issuer. At the time of his death, Maurice A. Halperin had the sole power to vote and dispose of 53,034,792 shares. The sole power to vote and dispose of these shares is now held by Barry S. Halperin, the personal representative of the estate. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. N/A Item 7. Material to be Filed as Exhibits. N/A Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and accurate. DATE: September 16, 2003 /s/ Barry S. Halperin - ------------------------------------ Signature Barry S. Halperin - ------------------------------------ Name and Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of this filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----